We are recruiting for an AML Officer to join an AML team within at a growing Financial Services Firm in Bath. This is a varied role supporting client onboarding, AML reviews and adviser/client queries while helping maintain strong regulatory standards and positive customer outcomes.
The successful candidate will work closely with Compliance, Operations and client-facing teams to ensure cases progress efficiently, accurately and in line with internal procedures.
Key responsibilities:
- Complete AML reviews, CDD and EDD checks, ensuring accurate records and risk-based decisions.
- Manage onboarding queries and communicate clearly with advisers, clients and internal teams.
- Escalate complex cases, potential suspicious activity or breaches in line with procedures.
- Support workflow priorities, SLAs and process improvement across the AML function.
- Contribute to team meetings, operational planning and continuous improvement activity.
About you:
- Previous AML, onboarding or financial crime experience within financial services.
- Good understanding of CDD, EDD, PEPs, sanctions screening and risk indicators.
- Strong attention to detail, organisation and written/verbal communication skills.
- Confident working with internal stakeholders and handling adviser/client queries professionally.
- A proactive, service-focused approach with the ability to manage workload effectively.
Sound interesting? Please apply, or get in touch for further information.