Do you have previous financial services experience? Do you have good problem-solving skills and a desire to work hard and achieve team goals?
A multi-award winning discretionary fund management firm is looking for a CASS Assistant to join their Bristol team.
Assess breaches, identify which rule has been breached, ensuring the route cause has been documented and that resolution is complete
Identify breach trends
Escalate notifiable breaches to the CF10a
Answer daily CASS queries
Complete ISEM (Internal System Evaluation Method) Reconciliation
Help maintain the CASS Matrix
Your skills and qualifications:
You will have previous CASS/ reconciliations experience (preferred)
You will have previous financial services experience
You will have knowledge of FCA regulations
You will have excellent attention to detail
You will be highly organised and professional
You must have the ability to observe
You will be open and co-operative with the FCA, the PRA and other regulators
If you would like to apply, please email firstname.lastname@example.org or call 01179706505 to find out more.
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