Compliance Advice Manager

  • Bristol
  • 0.00
  • Permanent

Are you an experienced compliance professional looking for your next step?  Do you have working knowledge of FCA requirements and regulatory framework?

Our client, an award-winning investment and technology solutions firm, is looking for a Compliance Advice Manager to join their team.  

Reporting to the Chief Risk and Compliance Officer, your responsibilities will include:

  • Helping to ensure that the Executive Committee, management and employees are in compliance with the rules and regulations of regulatory bodies
  • Provide proactive and pragmatic compliance advice to the business
  • Monitor and coordinate compliance activities of other departments, and direct any issues to appropriate channels
  • Identify trends and areas of compliance vulnerability and risk, providing data and reports to management
  • Identify alleged breaches of rules, regulations and policies, and assist in corrective action and advice where compliance issues arise
  • Assist in developing and maintaining compliance training programmes
  • Assist in development and ongoing maintenance of Compliance Policies and Procedures
  • Keep the Compliance Team and the wider business up to date with regulatory changes
  • Undertake regulatory reporting as required

About you:

  • Working knowledge of FCA requirements
  • Experience of providing compliance advice in an agile change environment beneficial
  • Well-developed analytical and reasoning skills
  • Willing to help out with wider compliance tasks
  • Excellent communication skills with the ability to simplify complex issues
  • Excellent time management skills
  • Excellent problem solving skills

About the Firm:

  • Multi award winning technology and financial services business – multiple Gold awards for client service and recently secured a national award for the business
  • Extensive benefits package including a wellness subsidy, volunteer leave (3 days per year), discretionary bonus and substantial pension
  • Modern offices in central Bristol offering open plan working, break out pods, games areas and a well-being room

Please apply today to be considered for this role.

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